89 assets, filed May 15, 2026 (FD Original).
(04685L511)F
FN · Morgan Stanley Smith Barney LLC IRA
None
(3300956222)
FN · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
(74430V148)
FN · Morgan Stanley Smith Barney LLC Brokerage Account
$1,001 - $15,000
XCAPX
ACAP Strategic Fund · Mutual fund
$250,000
OUSA
ALPS O'Shares U.S. Quality Dividend ETF · Exchange-traded fund
$250,000
OUSA
ALPS O'Shares U.S. Quality Dividend ETF · Stock (public)
$250,000
ATHENE ANNUITY AND LIFE COMPANY MYG 3 MVA
$250,000
ATHENE ANNUITY AND LIFE COMPANY MYG 5 MVA
$250,000
ABT
Abbott Laboratories (ABT) [ST] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
GOOG
Alphabet Inc. - Class C Capital Stock (GOOG) [ST] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
AMGN
Amgen Inc. · Stock (public)
$100,000
AAPL
Apple Inc. · Stock (public)
$500,000
ARCC
Ares Capital Corporation - Closed End Fund · Stock (public)
$250,000
BX
Blackstone Inc. · Stock (public)
$500,000
CONGRESSIONAL FEDERAL CREDIT UNION
Bank/brokerage account
$15,001 - $50,000
MBXAX
Catalyst/Millburn Hedge Strategy Fund Class A (MBXAX) [MF] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
CSCO
Cisco Systems, Inc. · Stock (public)
$100,000
FOF
Cohen & Steers Closed-End Opportunity Fund, Inc. · Stock (public)
$250,000
Cohen & Steers Tax-Advantaged Preferred Securities and
$100,000
CMCSA
Comcast Corporation - Class A · Stock (public)
$100,000
COST
Costco Wholesale Corporation · Stock (public)
$250,000
DEFERRED A
FN · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
DEFERRED A
FN · Morgan Stanley Smith Barney LLC IRA
$15,001 - $50,000
NYVTX
Davis New York Venture Fund A · Mutual fund
$500,000
RPEAX
Davis Opportunity Fund Class A (RPEAX) [MF] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
DUSA
Davis Select U.S. Equity ETF · Exchange-traded fund
$250,000
DODFX
Dodge & Cox International Stock Fund - Class I · Mutual fund
$100,000
DODGX
Dodge & Cox Stock Fund - Class I · Mutual fund
$250,000
DODGX
Dodge & Cox Stock Fund - Class I · Mutual fund
$100,000
DD
DuPont de Nemours, Inc. · Stock (public) · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
EXG
Eaton Vance Tax-Managed Global Diversified Equity Income Fund Eaton Vance Tax-Managed Global Diversi (EXG) [ST] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$1,001 - $15,000
FEDERAL NATIONAL MORTGAGE ASSOCIATION POOL
$100,000
FID DIVERSIFIED INTL.
Mutual fund
$500,000
FID GROWTH COMPANY
Mutual fund
$250,000
FS CREDIT REIT
REIT
$100,000
SBLTX
FUND CLASS A · Government security · Morgan Stanley Smith Barney LLC Brokerage Account
$1,001 - $15,000
Federated Hermes Prime Cash Obligations Fund Wealth
$250,000
FV
First Trust Dorsey Wright Focus 5 ETF (FV) [ST] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
None
EXG
Fund Eaton Vance Tax-Managed Global Diversi · Stock (public) · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
GSBD
GOLDMAN SACHS BDC INC · Exchange-traded fund · Morgan Stanley Smith Barney LLC IRA
$1,001 - $15,000
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION
$100,000
MA9365
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION POOL · Government security · Morgan Stanley Smith Barney LLC IRA
$15,001 - $50,000
GOVERNMENT NATIONAL MTG ASSN POOL MB0260 (3618N5JEO)
Government security · Morgan Stanley Smith Barney LLC IRA
$15,001 - $50,000
Gabelli Dividend & Income Trust Common Shares of Beneficial
$500,000
Gabelli Dividend & Income Trust Common Shares of Beneficial
$250,000
HD
Home Depot, Inc. (HD) [ST] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
HON
Honeywell International Inc. · Stock (public)
$100,000
HON
Honeywell International Inc. · Stock (public) · Morgan Stanley Smith Barney LLC IRA
$1,001 - $15,000
INCOME FUND
Mutual fund
$1,000,000
GDV
Interest · Stock (public) · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
GDV
Interest · Stock (public) · Morgan Stanley Smith Barney LLC IRA
$15,001 - $50,000
JCI
Johnson Controls International plc Ordinary Share (JCI) [ST] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
LSV LARGE CAP VALUE
Mutual fund
$250,000
MASSACHUSETTS MUTUAL STABLE VOYAGE FIXED
$250,000
MASSACHUSETTS MUTUAL STABLE VOYAGE FIXED
$250,000
MORGAN STANLEY PREFERRED SAVINGS - QC
Bank/brokerage account
$100,000
MMC
Marsh & McLennan Companies, Inc. · Stock (public)
$250,000
MDT
Medtronic plc. Ordinary Shares · Stock (public) · Morgan Stanley Smith Barney LLC IRA
$15,001 - $50,000
MSFT
Microsoft Corporation · Stock (public)
$1,000,000
MDLZ
Mondelez International, Inc. - Class A · Stock (public)
$100,000
MS
Morgan Stanley · Stock (public)
$100,000
Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
$15,001 - $50,000
MQIFX
Mutual Quest Fund Class Z · Mutual fund
$500,000
MQIFX
Mutual Quest Fund Class Z (MQIFX) [MF] Morgan Stanley Smith Barney LLC Brokerage Account - Spouse
None
NICSX
Nicholas Fd · Mutual fund
$250,000
NVS
Novartis AG · Stock (public)
$100,000
MA9309
POOL · Government security · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
MA9542
POOL · Government security · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
PRUDENTIAL WEALTHGUARD MULTI-YEAR POLICY
$250,000
PEP
Pepsico, Inc. · Stock (public)
$250,000
PG
Procter & Gamble Company · Stock (public)
$1,001 - $15,000
PG
Procter & Gamble Company · Stock (public)
$250,000
Q
Qnity Electronics, Inc. Common Stock · Stock (public) · Morgan Stanley Smith Barney LLC Brokerage Account
$1,001 - $15,000
RTX
RTX Corporation Common Stock · Stock (public)
$250,000
SDZNY
SANDOZ GROUP AG S/ADR · Stock (public) · Morgan Stanley Smith Barney LLC Brokerage Account
$1,001 - $15,000
SEP: FIDELITY CASH RESERVES
Mutual fund
$500,000
SDY
SPDR S&P Dividend ETF · Stock (public)
$250,000
SSGALG CAP INDEX
Mutual fund
$500,000
PCOXX
Shares · Mutual fund · Morgan Stanley Smith Barney LLC Brokerage Account
$15,001 - $50,000
SOLS
Solstice Advanced Materials Inc. - Common Stock · Stock (public) · Morgan Stanley Smith Barney LLC IRA
None
AMECX
The Income Fund of America, Class A Shares · Mutual fund
$100,000
TQCAX
Touchstone Dividend Equity Fund Class A · Mutual fund
$250,000
UNH
UnitedHealth Group Incorporated · Stock (public)
$250,000
WELLS FARGO BANK - CHECKING ACCOUNT
Bank/brokerage account
$100,001 - $250,000
WELLS FARGO BANK - CHECKING ACCOUNT
Bank/brokerage account
$50,001 - $100,000
WELLS FARGO BANK - MONEY MARKET ACCOUNT
Bank/brokerage account
$1,001 - $15,000
WMT
Wal-Mart Stores, Inc. · Stock (public)
$500,000
DIS
Walt Disney Company · Stock (public)
$100,000
WM
Waste Management, Inc. · Stock (public)
$100,000